ACA hosts free compliance events across the country for chief compliance officers from broker-dealers, investment advisers, hedge funds, private equity funds, and investment companies, among others. These regional events include discussions on current SEC focus areas.
Location: Boca Raton, FL Division: ACA Verification Services Link to conference: http://www.eagleclientconference.com/
Please join us for a workshop designed to assist broker-dealer and investment adviser compliance professionals in dealing with current tough regulatory challenges. Our industry-knowledgeable panelists from ACA, Morgan Lewis and the industry will discuss topics relevant to regulatory requirements. The … Continue reading